Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001209191-21-059288 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-05 | 2021-10-01 | UEIC | Hamilton Sue Ann | Dir | M - OptEx | — | +1,250 | 9,583 | +15% | — |
| D | 2021-10-05 | 2021-10-01 | UEIC | Hamilton Sue Ann | Dir | M - OptEx | $0.00 | -1,250 | 3,750 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 1,250 | — | 9,583 | I See Footnote #2 | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F2) These shares are held in the Sue Ann R. Hamilton Trust Account. Ms. Hamilton disclaims ownership of the shares held by the Trust. |
| 2 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 1,250 | $0.00 | 3,750 | D | — · — to — | 1,250 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F3) These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. |