Form 4 for ETSY ETSY INC
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001209191-21-059667 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-05 | 2021-10-01 | ETSY | Buckley Merilee | CAO | M - OptEx | $5.35 | +3,252 | 2,005 | New | +$17.4K |
| DM | 2021-10-05 | 2021-10-01+ | ETSY | Buckley Merilee | CAO | S - Sale+OE | $202.12 | -1,933 | 1,097 | -64% | -$390.7K |
| D | 2021-10-05 | 2021-10-01 | ETSY | Buckley Merilee | CAO | F - Tax | $204.37 | -1,247 | 1,097 | -53% | -$254.8K |
| DM | 2021-10-05 | 2021-10-01 | ETSY | Buckley Merilee | CAO | M - OptEx | $0.00 | -3,252 | 1,085 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | M | A | 2,344 | $0.00 | 2,344 | D | — | — | (F1) Shares of common stock acquired upon the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2021-10-05 | S | D | 138 | $204.71 | 72 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-01 | M | A | 908 | $19.16 | 2,005 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-01 | S | D | 744 | $200.00 | 1,261 | D | — | — | |
| 5 | Common | Common Stock | 2021-10-01 | F | D | 1,247 | $204.37 | 1,097 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-05 | S | D | 509 | $204.04 | 210 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.52 to $204.445, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 7 | Common | Common Stock | 2021-10-05 | S | D | 293 | $202.75 | 719 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.22 to $203.13,inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 8 | Common | Common Stock | 2021-10-05 | S | D | 85 | $201.07 | 1,012 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.24 to $201.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 9 | Common | Common Stock | 2021-10-01 | S | D | 78 | $201.32 | 1,183 | D | — | — | |
| 10 | Common | Common Stock | 2021-10-01 | S | D | 84 | $204.59 | 1,099 | D | — | — | |
| 11 | Common | Common Stock | 2021-10-01 | S | D | 2 | $206.50 | 1,097 | D | — | — | |
| 12 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 303 | $0.00 | 911 | D | — · — to — | 303 Common Stock | (F7) Represents restricted stock units which correspond 1-for-1 with common stock. (F9) The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2019, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| 13 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 720 | $0.00 | 3,602 | D | — · — to — | 720 Common Stock | (F7) Represents restricted stock units which correspond 1-for-1 with common stock. (F8) The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2020, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| 14 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-01 | M | D | 908 | $0.00 | 3,631 | D | $19.16 · — to 2028-01-31 | 908 Common Stock | (F12) The shares underlying the option exercised in this transaction were fully vested and exercisable. 25% of the stock options became exercisable on February 1, 2019, with the remainder of the originally granted options exercisable in 36 equal monthly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date. |
| 15 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 1,166 | $0.00 | 1,167 | D | — · — to — | 1,166 Common Stock | (F7) Represents restricted stock units which correspond 1-for-1 with common stock. (F10) 25% of the restricted stock units vested on January 1, 2019, with the remainder vesting in 12 equal quarterly installments thereafter provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |
| 16 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 155 | $0.00 | 1,085 | D | — · — to — | 155 Common Stock | (F7) Represents restricted stock units which correspond 1-for-1 with common stock. (F11) The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2021, provided the Reporting Person remains continuously employed on each vesting date and has no expiration date. |