Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-01 · accession 0001209191-21-059746 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-05 | 2021-10-01 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | +40.1K | 156.6K | +34% | $0 |
| D | 2021-10-05 | 2021-10-01 | LEVI | JAFFE SETH | EVP, GC | D - Sale to Iss | $25.00 | -73.1K | 268.6K | -21% | -$1.83M |
| DM | 2021-10-05 | 2021-10-01 | LEVI | JAFFE SETH | EVP, GC | M - OptEx | $3.71 | 0 | 0 | New | $0 |
| D | 2021-10-05 | 2021-10-01 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | -40.1K | 228.5K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-01 | C | A | 40,124 | $0.00 | 156,578 | D | — | — | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
| 2 | Derivative | Class B Common Stock | 2021-10-01 | D | D | 73,079 | $25.00 | 268,604 | D | — · — to — | 73,079 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 3 | Derivative | Class B Common Stock | 2021-10-01 | M | A | 113,203 | $7.43 | 341,683 | D | — · — to — | 113,203 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2021-10-01 | C | D | 40,124 | $0.00 | 228,480 | D | — · — to — | 40,124 Class A Common Stock | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Stock Appreciation Rights | 2021-10-01 | M | D | 113,203 | $0.00 | 0 | D | $7.43 · — to 2022-02-04 | 113,203 Class B Common Stock | (F3) 100% of these stock appreciation rights are fully vested. |