Form 4 for NTGR NETGEAR, INC.
Accepted 2021-10-06 00:00:00 ET · period of report 2021-10-05 · accession 0001209191-21-059794 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-06 | 2021-10-05 | NTGR | LO PATRICK CS | CEO | M - OptEx | $20.83 | +18.9K | 115.0K | +20% | +$394.2K |
| DM | 2021-10-06 | 2021-10-05 | NTGR | LO PATRICK CS | CEO | S - Sale+OE | $32.70 | -18.9K | 107.2K | -15% | -$618.7K |
| DM | 2021-10-06 | 2021-10-05 | NTGR | LO PATRICK CS | CEO | M - OptEx | $0.00 | -18.9K | 19.8K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-05 | M | A | 5,254 | $18.58 | 112,481 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-05 | S | D | 5,254 | $32.70 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-10-05 | M | A | 5,853 | $19.32 | 113,080 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-05 | S | D | 7,817 | $32.69 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-10-05 | M | A | 7,817 | $23.48 | 115,044 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-05 | S | D | 5,853 | $32.70 | 107,227 | D | — | — | (F4) The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-05 | M | D | 5,853 | $0.00 | 17,222 | D | $19.32 · — to 2024-06-03 | 5,853 Common Stock | (F9) 25% of the options will be exercisable on 6/03/2015, and 1/48 of the option grant is exercisable each month thereafter |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-05 | M | D | 5,254 | $0.00 | 17,222 | D | $18.58 · — to 2025-06-02 | 5,254 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-05 | M | D | 7,817 | $0.00 | 19,805 | D | $23.48 · — to 2026-03-24 | 7,817 Common Stock | (F10) This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |