Form 4 for KR Kroger
Accepted 2021-10-06 00:00:00 ET · period of report 2021-10-05 · accession 0001209191-21-059800 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-06 | 2021-10-05 | KR | Foley Todd A | VP, Ctrl | M - OptEx | $21.60 | +34.0K | 45.1K | +305% | +$734.6K |
| D | 2021-10-06 | 2021-10-05 | KR | Foley Todd A | VP, Ctrl | S - Sale+OE | $39.83 | -28.9K | 32.3K | -47% | -$1.15M |
| DM | 2021-10-06 | 2021-10-05 | KR | Foley Todd A | VP, Ctrl | M - OptEx | $0.00 | -34.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-05 | M | A | 16,000 | $24.67 | 61,140 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-05 | M | A | 18,000 | $18.88 | 45,140 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-05 | S | D | 28,874 | $39.83 | 32,266 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.80 to $39.865, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 4 | Derivative | Non-Qualified Stock Option | 2021-10-05 | M | D | 18,000 | $0.00 | 0 | D | $18.88 · — to 2023-07-15 | 18,000 Common Stock | (F2) These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
| 5 | Derivative | Non-Qualified Stock Option | 2021-10-05 | M | D | 16,000 | $0.00 | 0 | D | $24.67 · — to 2024-07-15 | 16,000 Common Stock | (F2) These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |