Form 4 for COP ConocoPhillips
Accepted 2021-10-07 00:00:00 ET · period of report 2021-10-06 · accession 0001209191-21-059914 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-07 | 2021-10-06 | COP | Lance Ryan Michael | COB, CEO, Dir | M - OptEx | — | +1,167 | 45.9K | +3% | — |
| D | 2021-10-07 | 2021-10-06 | COP | Lance Ryan Michael | COB, CEO, Dir | F - Tax | $70.95 | -497 | 45.4K | -1% | -$35.3K |
| D | 2021-10-07 | 2021-10-06 | COP | Lance Ryan Michael | COB, CEO, Dir | M - OptEx | $70.95 | -1,167 | 1,168 | -50% | -$82.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-06 | M | A | 1,167 | — | 45,858 | D | — | — | (F1) Each stock unit was the economic equivalent of one share of common stock and settled in shares. |
| 2 | Common | Common Stock | 2021-10-06 | F | D | 497 | $70.95 | 45,361 | D | — | — | (F2) Includes Federal Tax withholding resulting from lapsing 1,167 Restricted Stock Units and 169 shares of Restricted Stock. The Human Resources and Compensation Committee ("HRCC") customarily reviews such requests to lapse restrictions after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The HRCC approved the request on October 6, 2021. |
| 3 | Derivative | Stock Units | 2021-10-06 | M | D | 1,167 | $70.95 | 1,168 | D | — · 2021-10-06 to — | 1,167 Common Stock | (F4) The stock units represent ConocoPhillips common stock on a 1-for-1 basis. (F5) On October 6, 2021, the HRCC approved a request of Mr. Lance to receive 100% of his restricted stock/units in shares. The HRCC customarily reviews such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. (F6) The stock units do not have an expiration date. |