Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2021-10-13 00:00:00 ET · period of report 2021-10-11 · accession 0001209191-21-060389 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-13 | 2021-10-11 | LEVI | Bergh Charles V | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | +1.06M | 1.99M | +113% | $0 |
| DI | 2021-10-13 | 2021-10-11 | LEVI | Bergh Charles V | Pres, CEO, Dir | G - Gift | $0.00 | +1.06M | 1.06M | New | $0 |
| D | 2021-10-13 | 2021-10-11 | LEVI | Bergh Charles V | Pres, CEO, Dir | G - Gift | $0.00 | -1.06M | 934.7K | -53% | $0 |
| D | 2021-10-13 | 2021-10-11 | LEVI | Bergh Charles V | Pres, CEO, Dir | C - Cnv Deriv | $0.00 | -1.06M | 164.4K | -87% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-11 | C | A | 1,057,235 | $0.00 | 1,991,973 | D See Footnote | — | — | (F2) The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries. |
| 2 | Common | Class A Common Stock | 2021-10-11 | G | A | 1,057,235 | $0.00 | 1,057,235 | I | — | — | |
| 3 | Common | Class A Common Stock | 2021-10-11 | G | D | 1,057,235 | $0.00 | 934,738 | D | — | — | |
| 4 | Derivative | Class B Common Stock | 2021-10-11 | C | D | 1,057,235 | $0.00 | 164,450 | D | — · — to — | 1,057,235 Class A Common Stock | (F5) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |