Form 4 for PLTR Palantir Technologies
Accepted 2021-10-14 00:00:00 ET · period of report 2021-10-12 · accession 0001209191-21-060507 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-14 | 2021-10-12+ | PLTR | Karp Alexander C. | See Remarks, Dir | S - Sale | $24.03 | -1.92M | 6.43M | -23% | -$46.03M |
| DM | 2021-10-14 | 2021-10-12+ | PLTR | Karp Alexander C. | See Remarks, Dir | C - Cnv Deriv | — | +1.92M | 7.07M | +37% | — |
| DM | 2021-10-14 | 2021-10-12+ | PLTR | Karp Alexander C. | See Remarks, Dir | C - Cnv Deriv | $0.00 | -1.92M | 40.23M | -5% | $0 |
| DM | 2021-10-14 | 2021-10-12+ | PLTR | Karp Alexander C. | See Remarks, Dir | M - OptEx | $0.00 | 0 | 40.86M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-13 | S | D | 638,629 | $24.06 | 6,432,258 | D | — | — | (F5) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.82 to $24.30. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 2 | Common | Class A Common Stock | 2021-10-14 | C | A | 638,629 | — | 7,070,887 | D | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 3 | Common | Class A Common Stock | 2021-10-13 | C | A | 638,629 | — | 7,070,887 | D | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 4 | Common | Class A Common Stock | 2021-10-12 | C | A | 638,629 | — | 7,070,887 | D | — | — | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 5 | Common | Class A Common Stock | 2021-10-12 | S | D | 638,629 | $23.56 | 6,432,258 | D | — | — | (F3) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.31 to $23.80. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Class A Common Stock | 2021-10-14 | S | D | 638,629 | $24.46 | 6,432,258 | D | — | — | (F7) This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $24.22 to $24.70. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 7 | Derivative | Class B Common Stock | 2021-10-13 | C | D | 638,629 | $0.00 | 40,225,148 | D | — · — to — | 638,629 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 8 | Derivative | Class B Common Stock | 2021-10-13 | M | A | 2,554,516 | $0.00 | 40,863,777 | D | $0.1 · — to — | 2,554,516 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 9 | Derivative | Employee Stock Option (Right to buy) | 2021-10-13 | M | D | 2,554,516 | $0.00 | 4,133,927 | D | $0.1 · — to 2021-12-03 | 2,554,516 Class B Common Stock | (F8) The options exercised in this transaction were fully vested and exercisable as of the transaction date. |
| 10 | Derivative | Class B Common Stock | 2021-10-12 | C | D | 638,629 | $0.00 | 38,309,261 | D | — · — to — | 638,629 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 11 | Derivative | Class B Common Stock | 2021-10-12 | M | A | 638,629 | $0.00 | 38,947,890 | D | $0.1 · — to — | 638,629 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 12 | Derivative | Employee Stock Option (Right to buy) | 2021-10-12 | M | D | 638,629 | $0.00 | 6,688,443 | D | $0.1 · — to 2021-12-03 | 638,629 Class B Common Stock | (F8) The options exercised in this transaction were fully vested and exercisable as of the transaction date. |
| 13 | Derivative | Employee Stock Option (Right to buy) | 2021-10-14 | M | D | 638,629 | $0.00 | 3,495,298 | D | $0.1 · — to 2021-12-03 | 638,629 Class B Common Stock | (F8) The options exercised in this transaction were fully vested and exercisable as of the transaction date. |
| 14 | Derivative | Class B Common Stock | 2021-10-14 | M | A | 638,629 | $0.00 | 40,863,777 | D | $0.1 · — to — | 638,629 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| 15 | Derivative | Class B Common Stock | 2021-10-14 | C | D | 638,629 | $0.00 | 40,225,148 | D | — · — to — | 638,629 Class A Common Stock | (F2) The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |