Form 4 for OKTA Okta, Inc.
Accepted 2021-10-15 00:00:00 ET · period of report 2021-10-14 · accession 0001209191-21-060622 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-15 | 2021-10-14 | OKTA | Runyan Jonathan T | GC, Sec | C - Cnv Deriv | $0.00 | +18.4K | 18.4K | New | $0 |
| D | 2021-10-15 | 2021-10-14 | OKTA | Runyan Jonathan T | GC, Sec | S - Sale | $260.00 | -18.4K | 0 | -100% | -$4.78M |
| DM | 2021-10-15 | 2021-10-14 | OKTA | Runyan Jonathan T | GC, Sec | M - OptEx | $0.00 | 0 | 135.0K | New | $0 |
| D | 2021-10-15 | 2021-10-14 | OKTA | Runyan Jonathan T | GC, Sec | C - Cnv Deriv | $0.00 | -18.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-14 | C | A | 18,392 | $0.00 | 18,392 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-14 | S | D | 18,392 | $260.00 | 0 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2021-10-14 | M | A | 18,392 | $0.00 | 18,392 | D | — · — to — | 18,392 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-14 | M | D | 18,392 | $0.00 | 135,000 | D | $8.97 · — to 2026-07-29 | 18,392 Class B Common Stock | (F3) The shares subject to the option are fully vested and exercisable by the Reporting Person. |
| 5 | Derivative | Class B Common Stock | 2021-10-14 | C | D | 18,392 | $0.00 | 0 | D | — · — to — | 18,392 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |