Form 4 for TDG TransDigm Group
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-15 · accession 0001209191-21-060718 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-10-18 | 2021-10-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $641.27 | -11.5K | 24.7K | -32% | -$7.37M |
| DI | 2021-10-18 | 2021-10-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $130.09 | +11.5K | 33.0K | +53% | +$1.50M |
| DI | 2021-10-18 | 2021-10-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -11.5K | 138.0K | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-15 | S | D | 3,976 | $640.50 | 27,230.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $640.09 - $641.085. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-10-15 | S | D | 2,218 | $642.56 | 22,531.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $642.12 - $643.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2021-10-15 | S | D | 984 | $643.37 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $643.13 - $643.81. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2021-10-15 | S | D | 1,841 | $639.78 | 31,206.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $639.075 - $640.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2021-10-15 | M | A | 11,500 | $130.09 | 33,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 6 | Common | Common Stock | 2021-10-15 | S | D | 2,481 | $641.61 | 24,749.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $641.12 - $642.115. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Derivative | Stock Option | 2021-10-15 | M | D | 11,500 | $0.00 | 138,000 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $130.09 · 2016-09-30 to 2022-11-19 | 11,500 Common Stock |