Form 4 for SFIX Stitch Fix, Inc.
Accepted 2021-10-20 00:00:00 ET · period of report 2021-10-18 · accession 0001209191-21-061167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-10-20 | 2021-10-18+ | SFIX | Lake Katrina | Dir | S - Sale | $32.87 | -100.1K | 0 | -100% | -$3.29M |
| DMI | 2021-10-20 | 2021-10-18+ | SFIX | Lake Katrina | Dir | C - Cnv Deriv | $0.00 | +100.1K | 9,054 | New | $0 |
| DMI | 2021-10-20 | 2021-10-18+ | SFIX | Lake Katrina | Dir | C - Cnv Deriv | $0.00 | -100.1K | 45.3K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-18 | S | D | 1,239 | $33.26 | 0 | I Katrina M. Lake 2017 Irrevocable Trust | — | — | (F11) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.87 to $33.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2021-10-20 | S | D | 20,834 | $33.31 | 0 | I Katrina M. Lake Revocable Trust | — | — | (F16) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.945 to $33.70 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2021-10-20 | S | D | 3,472 | $33.33 | 9,557 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — | — | (F15) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.96 to $33.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2021-10-18 | C | A | 3,472 | $0.00 | 13,029 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F3) The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016. |
| 5 | Common | Class A Common Stock | 2021-10-18 | C | A | 20,833 | $0.00 | 20,833 | I Katrina M. Lake Revocable Trust | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F4) The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016. |
| 6 | Common | Class A Common Stock | 2021-10-18 | C | A | 9,053 | $0.00 | 9,053 | I Katrina M. Lake 2017 Irrevocable Trust | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. (F5) The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust. |
| 7 | Common | Class A Common Stock | 2021-10-18 | S | D | 2,953 | $32.24 | 10,076 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — | — | (F7) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.78 to $32.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2021-10-18 | S | D | 519 | $33.29 | 9,557 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — | — | |
| 9 | Common | Class A Common Stock | 2021-10-18 | S | D | 18,300 | $32.22 | 2,533 | I Katrina M. Lake Revocable Trust | — | — | (F8) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.76 to $32.71 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Common | Class A Common Stock | 2021-10-18 | S | D | 2,533 | $33.27 | 0 | I Katrina M. Lake Revocable Trust | — | — | (F9) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $33.18 to $33.29 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 11 | Common | Class A Common Stock | 2021-10-18 | S | D | 7,814 | $32.23 | 1,239 | I Katrina M. Lake 2017 Irrevocable Trust | — | — | (F10) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $31.76 to $32.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 12 | Common | Class A Common Stock | 2021-10-20 | S | D | 9,054 | $33.32 | 0 | I Katrina M. Lake 2017 Irrevocable Trust | — | — | (F17) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.95 to $33.715 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 13 | Common | Class A Common Stock | 2021-10-19 | C | A | 3,472 | $0.00 | 13,029 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 14 | Common | Class A Common Stock | 2021-10-19 | C | A | 20,833 | $0.00 | 20,833 | I Katrina M. Lake Revocable Trust | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 15 | Common | Class A Common Stock | 2021-10-19 | C | A | 9,054 | $0.00 | 9,054 | I Katrina M. Lake 2017 Irrevocable Trust | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 16 | Common | Class A Common Stock | 2021-10-19 | S | D | 3,472 | $32.96 | 9,557 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — | — | (F12) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.80 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 17 | Common | Class A Common Stock | 2021-10-19 | S | D | 20,833 | $32.95 | 0 | I Katrina M. Lake Revocable Trust | — | — | (F13) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.76 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 18 | Common | Class A Common Stock | 2021-10-19 | S | D | 9,054 | $32.95 | 0 | I Katrina M. Lake 2017 Irrevocable Trust | — | — | (F14) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $32.745 to $33.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 19 | Common | Class A Common Stock | 2021-10-20 | C | A | 3,472 | $0.00 | 13,029 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 20 | Common | Class A Common Stock | 2021-10-20 | C | A | 20,834 | $0.00 | 20,834 | I Katrina M. Lake Revocable Trust | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 21 | Common | Class A Common Stock | 2021-10-20 | C | A | 9,054 | $0.00 | 9,054 | I Katrina M. Lake 2017 Irrevocable Trust | — | — | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 22 | Derivative | Class B Common Stock | 2021-10-18 | C | D | 3,472 | $0.00 | 209,016 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — · — to — | 3,472 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 23 | Derivative | Class B Common Stock | 2021-10-18 | C | D | 20,833 | $0.00 | 9,483,064 | I Katrina M. Lake Revocable Trust | — · — to — | 20,833 Class A Common Stock | (F18) The number of shares reported in Column 9 as beneficially owned differs from the number of shares reported in the Reporting Person's Form 4 filed on September 17, 2021 due to a typographical error in the prior Form 4. (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 24 | Derivative | Class B Common Stock | 2021-10-20 | C | D | 9,054 | $0.00 | 27,161 | I Katrina M. Lake 2017 Irrevocable Trust | — · — to — | 9,054 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 25 | Derivative | Class B Common Stock | 2021-10-20 | C | D | 20,834 | $0.00 | 9,441,397 | I Katrina M. Lake Revocable Trust | — · — to — | 20,834 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 26 | Derivative | Class B Common Stock | 2021-10-20 | C | D | 3,472 | $0.00 | 202,072 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — · — to — | 3,472 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 27 | Derivative | Class B Common Stock | 2021-10-19 | C | D | 9,054 | $0.00 | 36,215 | I Katrina M. Lake 2017 Irrevocable Trust | — · — to — | 9,054 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 28 | Derivative | Class B Common Stock | 2021-10-19 | C | D | 20,833 | $0.00 | 9,462,231 | I Katrina M. Lake Revocable Trust | — · — to — | 20,833 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 29 | Derivative | Class B Common Stock | 2021-10-19 | C | D | 3,472 | $0.00 | 205,544 | I John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 | — · — to — | 3,472 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 30 | Derivative | Class B Common Stock | 2021-10-18 | C | D | 9,053 | $0.00 | 45,269 | I Katrina M. Lake 2017 Irrevocable Trust | — · — to — | 9,053 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |