Form 4 for RELL RICHARDSON ELECTRONICS, LTD.
Accepted 2021-10-21 00:00:00 ET · period of report 2021-10-19 · accession 0001209191-21-061231 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-21 | 2021-10-19 | RELL | MCNALLY KATHLEEN | SVP Gbl Supply Chain | M - OptEx | $5.61 | +7,886 | 37.4K | +27% | +$44.2K |
| D | 2021-10-21 | 2021-10-19 | RELL | MCNALLY KATHLEEN | SVP Gbl Supply Chain | S - Sale+OE | $11.76 | -7,886 | 29.6K | -21% | -$92.7K |
| DM | 2021-10-21 | 2021-10-19 | RELL | MCNALLY KATHLEEN | SVP Gbl Supply Chain | M - OptEx | $0.00 | -7,886 | 440 | -95% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-19 | M | A | 2,400 | $5.61 | 36,243 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-19 | M | A | 4,286 | $5.98 | 33,843 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-19 | S | D | 7,886 | $11.76 | 29,557 | D | — | — | (F1) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $11.50 to $11.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-10-19 | M | A | 1,200 | $4.26 | 37,443 | D | — | — | |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-19 | M | D | 1,200 | $0.00 | 4,800 | D | $4.26 · — to 2030-07-21 | 1,200 Common Stock | (F2) Option vests 20% per year, beginning 07/21/2021 |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-19 | M | D | 2,400 | $0.00 | 3,600 | D | $5.61 · — to 2029-07-22 | 2,400 Common Stock | (F3) Option vests 20% per year, beginning 07/22/2020 |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2021-10-19 | M | D | 4,286 | $0.00 | 440 | D | $5.98 · — to 2025-10-05 | 4,286 Common Stock | (F4) Option vests 20% per year, beginning 10/05/2016 |