Form 4 for STE Steris
Accepted 2021-10-25 00:00:00 ET · period of report 2021-10-22 · accession 0001209191-21-061498 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-25 | 2021-10-22 | STE | TOKICH MICHAEL J | CFO, Sr. Vice Pres | M - OptEx | $67.98 | +20.0K | 66.4K | +43% | +$1.36M |
| D | 2021-10-25 | 2021-10-22 | STE | TOKICH MICHAEL J | CFO, Sr. Vice Pres | S - Sale+OE | $235.00 | -20.0K | 46.4K | -30% | -$4.70M |
| D | 2021-10-25 | 2021-10-22 | STE | TOKICH MICHAEL J | CFO, Sr. Vice Pres | M - OptEx | $0.00 | +20.0K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-10-22 | M | A | 20,000 | $67.98 | 66,444 | D | — | — | (F1) 12,340 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,240 on May 31, 2022; 2,780 on May 31, 2023; 2,452 on June 3, 2024; 1,719 on June 3, 2024; 432 on October 1, 2024; 573 on June 2, 2025 and 144 on October 1, 2025. |
| 2 | Common | Ordinary Shares | 2021-10-22 | S | D | 20,000 | $235.00 | 46,444 | D | — | — | (F2) This exercise of stock options and sale of a total of 20,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on June 4, 2021. (F1) 12,340 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,240 on May 31, 2022; 2,780 on May 31, 2023; 2,452 on June 3, 2024; 1,719 on June 3, 2024; 432 on October 1, 2024; 573 on June 2, 2025 and 144 on October 1, 2025. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-10-22 | M | A | 20,000 | $0.00 | 0 | D | $67.98 · — to 2025-08-10 | 20,000 Ordinary Shares | (F4) This option to purchase 20,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 20,000 Old STERIS ordinary shares for $67.98 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law. |