Form 4 for CSX CSX Corporation
Accepted 2021-10-25 00:00:00 ET · period of report 2021-10-21 · accession 0001209191-21-061524 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-25 | 2021-10-21 | CSX | Williams Angela C | VP, CAO | M - OptEx | $18.92 | +30.6K | 23.9K | New | +$579.7K |
| DM | 2021-10-25 | 2021-10-21 | CSX | Williams Angela C | VP, CAO | S - Sale+OE | $35.44 | -38.5K | 16.6K | -70% | -$1.37M |
| DM | 2021-10-25 | 2021-10-21 | CSX | Williams Angela C | VP, CAO | M - OptEx | $18.92 | -30.6K | 3,786 | -89% | -$579.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-21 | M | A | 3,558 | $16.13 | 20,151 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-21 | M | A | 7,818 | $26.50 | 24,411 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-21 | S | D | 3,948 | $35.33 | 20,541 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. (F2) On June 28, 2021, the common stock of CSX Corporation split 3-for-1, resulting in the reporting person's ownership of 16,326 additional shares. |
| 4 | Common | Common Stock | 2021-10-21 | S | D | 3,948 | $35.67 | 16,593 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. |
| 5 | Common | Common Stock | 2021-10-21 | M | A | 6,609 | $8.04 | 23,202 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-21 | S | D | 6,609 | $35.33 | 16,593 | D | — | — | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. |
| 7 | Common | Common Stock | 2021-10-21 | S | D | 7,818 | $35.67 | 16,593 | D | — | — | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. |
| 8 | Common | Common Stock | 2021-10-21 | S | D | 3,558 | $35.33 | 16,593 | D | — | — | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. |
| 9 | Common | Common Stock | 2021-10-21 | M | A | 5,298 | $17.94 | 21,891 | D | — | — | |
| 10 | Common | Common Stock | 2021-10-21 | S | D | 5,298 | $35.34 | 16,593 | D | — | — | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. |
| 11 | Common | Common Stock | 2021-10-21 | M | A | 7,356 | $22.69 | 23,949 | D | — | — | |
| 12 | Common | Common Stock | 2021-10-21 | S | D | 7,356 | $35.34 | 16,593 | D | — | — | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. |
| 13 | Derivative | Option | 2021-10-21 | M | D | 6,609 | $8.04 | 0 | D | $8.04 · 2019-02-09 to 2026-02-09 | 6,609 Common Stock | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. (F6) The original exercise price of the option was $24.13. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $8.04. The Stock split also resulted in the reporting person's ownership of 4,406 additional shares. |
| 14 | Derivative | Option | 2021-10-21 | M | D | 7,818 | $26.50 | 15,639 | D | $26.50 · 2021-02-18 to 2030-02-18 | 7,818 Common Stock | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. (F10) The original exercise price of the option was $79.51. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $26.50. The Stock split also resulted in the reporting person's ownership of 15,638 additional shares. |
| 15 | Derivative | Option | 2021-10-21 | M | D | 3,558 | $16.13 | 0 | D | $16.13 · 2020-02-22 to 2027-02-22 | 3,558 Common Stock | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. (F7) The original exercise price of the option was $48.39. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $16.13. The Stock split also resulted in the reporting person's ownership of 2,372 additional shares. |
| 16 | Derivative | Option | 2021-10-21 | M | D | 5,298 | $17.94 | 0 | D | $53.82 · 2021-02-06 to 2028-02-06 | 5,298 Common Stock | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. (F8) The original exercise price of the option was $53.82. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $17.94. The Stock split also resulted in the reporting person's ownership of 3,532 additional shares. |
| 17 | Derivative | Option | 2021-10-21 | M | D | 7,356 | $22.69 | 3,786 | D | $22.69 · 2020-02-06 to 2029-02-06 | 7,356 Common Stock | (F3) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2021. The plan has been approved pursuant to the terms of the Issuer's policies and is part of the Reporting Person's strategy to diversify assets. (F9) The original exercise price of the option was $68.09. On June 28, 2021 the common stock of CSX Corporation split 3-for-1 (the "Stock Split"), resulting in an adjusted price of $22.69. The Stock split also resulted in the reporting person's ownership of 7,428 additional shares. |