Form 4 for CYN Cyngn Inc.
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-22 · accession 0001209191-21-061660 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-26 | 2021-10-22 | CYN | Redpoint Ventures IV, L.P. | 10% | C - Cnv Deriv | — | +2.40M | 2.27M | New | — |
| DMI | 2021-10-26 | 2021-10-22 | CYN | Redpoint Ventures IV, L.P. | 10% | C - Cnv Deriv | — | +61.6K | 58.2K | New | — |
| DM | 2021-10-26 | 2021-10-22 | CYN | Redpoint Ventures IV, L.P. | 10% | C - Cnv Deriv | $0.00 | -2.40M | 0 | -100% | $0 |
| DMI | 2021-10-26 | 2021-10-22 | CYN | Redpoint Ventures IV, L.P. | 10% | C - Cnv Deriv | $0.00 | -61.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-22 | C | A | 1,710,026 | — | 1,710,026 | D By Redpoint Associates IV, LLC | — | — | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. As such, RV IV LLC has sole voting and investment control over the shares owned by RV IV, and may be deemed to beneficially own the shares held by RV IV. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-10-22 | C | A | 43,847 | — | 43,847 | I By Redpoint Associates IV, LLC | — | — | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. As such, RV IV LLC has sole voting and investment control over the shares owned by RV IV, and may be deemed to beneficially own the shares held by RV IV. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| 3 | Common | Common Stock | 2021-10-22 | C | A | 3,385 | — | 61,596 | I | — | — | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 4 | Common | Common Stock | 2021-10-22 | C | A | 14,364 | — | 58,211 | I | — | — | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 5 | Common | Common Stock | 2021-10-22 | C | A | 132,033 | — | 2,402,255 | D | — | — | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 6 | Common | Common Stock | 2021-10-22 | C | A | 560,196 | — | 2,270,222 | D By Redpoint Associates IV, LLC | — | — | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. As such, RV IV LLC has sole voting and investment control over the shares owned by RV IV, and may be deemed to beneficially own the shares held by RV IV. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| 7 | Derivative | Series A Preferred Stock | 2021-10-22 | C | D | 1,710,026 | $0.00 | 0 | D By Redpoint Associates IV, LLC | — · — to — | 1,710,026 Common Stock | (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. As such, RV IV LLC has sole voting and investment control over the shares owned by RV IV, and may be deemed to beneficially own the shares held by RV IV. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 8 | Derivative | Series A Preferred Stock | 2021-10-22 | C | D | 43,847 | $0.00 | 0 | I By Redpoint Associates IV, LLC | — · — to — | 43,847 Common Stock | (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. As such, RV IV LLC has sole voting and investment control over the shares owned by RV IV, and may be deemed to beneficially own the shares held by RV IV. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 9 | Derivative | Series C Preferred Stock | 2021-10-22 | C | D | 3,385 | $0.00 | 0 | I | — · — to — | 3,385 Common Stock | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 10 | Derivative | Series B Preferred Stock | 2021-10-22 | C | D | 14,364 | $0.00 | 0 | I | — · — to — | 14,364 Common Stock | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 11 | Derivative | Series C Preferred Stock | 2021-10-22 | C | D | 132,033 | $0.00 | 0 | D | — · — to — | 132,033 Common Stock | (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |
| 12 | Derivative | Series B Preferred Stock | 2021-10-22 | C | D | 560,196 | $0.00 | 0 | D By Redpoint Associates IV, LLC | — · — to — | 560,196 Common Stock | (F2) Redpoint Ventures IV, LLC ("RV IV LLC") is the sole general partner of Redpoint Ventures IV, L.P. ("RV IV"). RV IV LLC and Redpoint Associates IV, LLC ("RA IV") are under common control. As such, RV IV LLC has sole voting and investment control over the shares owned by RV IV, and may be deemed to beneficially own the shares held by RV IV. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. (F1) The shares of Preferred Stock automatically converted into shares of the Company's Common Stock immediately prior to the consummation of the Company's initial public offering for no additional consideration, on a one-for-one basis, and had no expiration date. |