Form 4 for RBLX Roblox Corp
Accepted 2021-10-27 00:00:00 ET · period of report 2021-03-23 · accession 0001209191-21-061822 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-10-27 | 2021-03-23 | RBLX | Kim Han | 10% | S - Sale | $68.74 | -30.0K | 1.18M | -2% | -$2.06M |
| MI | 2021-10-27 | 2021-04-06+ | RBLX | Kim Han | 10% | G - Gift | $0.00 | -70.0K | 1.16M | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-03-23 | S | D | 17,620 | $68.13 | 1,188,572 | I See Footnote | — | — | (F1) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $67.65 to $68.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F2) The shares held by The Kim Living Trust, as reported in the Reporting Person's prior Section 16 reports, inadvertently included 55,499 shares that are held by Han Family Investments, LLC - Sub Fund No.1. The holdings reported in this Form 4 properly reflect the indirect ownership of the shares of the Reporting Person. (F3) These shares are held directly by The Kim Living Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Class A Common Stock | 2021-03-23 | S | D | 6,558 | $68.94 | 1,182,014 | I See Footnote | — | — | (F4) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $68.65 to $69.63, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held directly by The Kim Living Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 3 | Common | Class A Common Stock | 2021-05-27 | G | D | 50,000 | $0.00 | 1,106,192 | I See Footnote | — | — | (F3) These shares are held directly by The Kim Living Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 4 | Common | Class A Common Stock | 2021-03-23 | S | D | 1,852 | $70.91 | 1,176,192 | I See Footnote | — | — | (F6) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $70.80 to $71.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held directly by The Kim Living Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 5 | Common | Class A Common Stock | 2021-04-06 | G | D | 20,000 | $0.00 | 1,156,192 | I See Footnote | — | — | (F3) These shares are held directly by The Kim Living Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 6 | Common | Class A Common Stock | 2021-03-23 | S | D | 3,970 | $70.13 | 1,178,044 | I See Footnote | — | — | (F5) The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $69.75 to $70.72, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F3) These shares are held directly by The Kim Living Trust for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |