InsiderTrades

Form 4 for HOOD Robinhood Markets

Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-27 · accession 0001209191-21-062097 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2021-10-29 2021-10-27 HOOD NEA 17 GP, LLC Dir J - Other $0.00 -703.1K 10.9K -98% $0
2021-10-29 2021-10-27 HOOD NEA 17 GP, LLC Dir J - Other $0.00 -724.8K 66.11M -1% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class A Common Stock 2021-10-27 J D 724,800 $0.00 6,811,008 I By NEA Partners 17, L.P. — — (F8) The securities are directly held by NEA Partners 17 and indirectly held by NEA 17 GP, the sole general partner of NEA Partners 17, and the NEA 17 Managers (NEA 17 GP and the NEA 17 Managers together, the "NEA Partners 17 Indirect Reporting Persons"). The NEA Partners 17 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 17 in which the NEA Partners 17 Indirect Reporting Persons have no pecuniary interest.
2 Common Class A Common Stock 2021-10-27 J A 10,872 $0.00 10,872 I By New Enterprise Associates 17, L.P. — — (F6) The securities are directly held by NEA 17 and are indirectly held by NEA Partners 17, L.P. ("NEA Partners 17"), the sole general partner of NEA 17, NEA 17 GP, LLC ("NEA 17 GP"), the sole general partner of NEA Partners 17, and the individual managers of NEA 17 GP (NEA Partners 17, NEA 17 GP and the individual managers of NEA 17 GP (collectively, the "NEA 17 Managers"), together, the "NEA 17 Indirect Reporting Persons"). The managers of NEA 17 GP are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony Florence, Jr., Liza Landsman, Mohamad Makhzoumi, Edward Mathers, Scott Sandell, Peter Sonsini, Paul Walker and Rick Yang. The NEA 17 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 17 in which the NEA 17 Indirect Reporting Persons have no pecuniary interest.
3 Common Class A Common Stock 2021-10-27 J D 724,800 $0.00 66,107,318 D By NEA Partners 15, L.P. — — (F2) The securities are directly held by NEA 15 and are indirectly held by NEA Partners 15, L.P. ("NEA Partners 15"), the sole general partner of NEA 15, NEA 15 GP, LLC ("NEA 15 GP"), the sole general partner of NEA Partners 15, and the individual managers of NEA 15 GP (NEA Partners 15, NEA 15 GP and the individual managers of NEA 15 GP (collectively, the "NEA 15 Managers"), together, the "NEA 15 Indirect Reporting Persons"). The managers of NEA 15 GP are Forest Baskett, Anthony A. Florence, Jr., Mohamad Makhzoumi, Scott D. Sandell and Peter W. Sonsini. The NEA 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the NEA 15 Indirect Reporting Persons have no pecuniary interest. (F4) The securities are directly held by NEA Partners 15 and indirectly held by NEA 15 GP, the sole general partner of NEA Partners 15, and the NEA 15 Managers (NEA 15 GP and the NEA 15 Managers together, the "NEA Partners 15 Indirect Reporting Persons"). The NEA Partners 15 Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Partners 15 in which the NEA Partners 15 Indirect Reporting Persons have no pecuniary interest.
4 Common Class A Common Stock 2021-10-27 J A 10,872 $0.00 10,872 I — —