Form 4 for ONT Onterris, Inc.
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062232 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-01 | 2021-10-28+ | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $6.03 | +17.9K | 18.0K | +11,396% | +$107.9K |
| DM | 2021-11-01 | 2021-10-28+ | ONT | Manthripragada Vijay | Pres, CEO, Dir | S - Sale+OE | $68.78 | -17.9K | 15.2K | -54% | -$1.23M |
| DM | 2021-11-01 | 2021-10-28+ | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $0.00 | -17.9K | 269.1K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-28 | M | A | 1,913 | $6.03 | 14,841 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-28 | S | D | 1,913 | $67.51 | 12,928 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.50 to $67.53, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-10-29 | M | A | 10,858 | $6.03 | 23,786 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-01 | S | D | 5,120 | $70.17 | 12,928 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $70.00 to $70.62, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 5 | Common | Common Stock | 2021-10-29 | S | D | 2,299 | $68.72 | 12,928 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $68.63 to $68.97, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 6 | Common | Common Stock | 2021-11-01 | M | A | 5,120 | $6.03 | 18,048 | D | — | — | |
| 7 | Common | Common Stock | 2021-10-29 | S | D | 8,559 | $68.24 | 15,227 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $67.63 to $68.62, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-10-28 | M | D | 1,913 | $0.00 | 279,983 | D | $6.03 · — to 2026-06-23 | 1,913 Common Stock | (F5) 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-11-01 | M | D | 5,120 | $0.00 | 264,005 | D | $6.03 · — to 2026-06-23 | 5,120 Common Stock | (F5) 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-10-29 | M | D | 10,858 | $0.00 | 269,125 | D | $6.03 · — to 2026-06-23 | 10,858 Common Stock | (F5) 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019. |