Form 4 for COMP Compass, Inc.
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062241 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-01 | 2021-10-28 | COMP | Lehman Robert S. | Chief Business Off | F - Tax | $12.89 | -73.7K | 325.6K | -18% | -$949.7K |
| D | 2021-11-01 | 2021-10-28 | COMP | Lehman Robert S. | Chief Business Off | M - OptEx | — | +144.6K | 399.3K | +57% | — |
| DM | 2021-11-01 | 2021-10-28 | COMP | Lehman Robert S. | Chief Business Off | M - OptEx | $0.00 | -144.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-28 | F | D | 73,676 | $12.89 | 325,604 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-28 | M | A | 144,620 | — | 399,280 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 141,790 | $0.00 | 182,320 | D | — · — to — | 141,790 Class A Common Stock | (F4) The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 2,830 | $0.00 | 0 | D | — · — to — | 2,830 Class A Common Stock | (F3) The RSUs are fully vested. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |