Form 4 for COMP Compass, Inc.
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062242 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-01 | 2021-10-28 | COMP | Mehta Anand | CHRO | F - Tax | $12.89 | -32.9K | 56.7K | -37% | -$423.4K |
| D | 2021-11-01 | 2021-10-28 | COMP | Mehta Anand | CHRO | A - Grant | $0.00 | +89.6K | 89.6K | New | $0 |
| DM | 2021-11-01 | 2021-10-28 | COMP | Mehta Anand | CHRO | D - Sale to Iss | $0.00 | -89.6K | 12.2K | -88% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-28 | F | D | 32,850 | $12.89 | 56,730 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-28 | A | A | 89,580 | $0.00 | 89,580 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | D | D | 64,820 | $0.00 | 194,460 | D | — · — to — | 64,820 Class A Common Stock | (F4) The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | D | D | 4,500 | $0.00 | 31,517 | D | — · — to — | 4,500 Class A Common Stock | (F6) The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | D | D | 20,260 | $0.00 | 12,150 | D | — · — to — | 20,260 Class A Common Stock | (F5) The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |