Form 4 for COMP Compass, Inc.
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062244 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-01 | 2021-10-28 | COMP | Navab Neda | Pres, East Region | F - Tax | $12.89 | -14.6K | 23.6K | -38% | -$187.6K |
| D | 2021-11-01 | 2021-10-28 | COMP | Navab Neda | Pres, East Region | M - OptEx | $0.00 | +38.2K | 38.2K | New | $0 |
| DM | 2021-11-01 | 2021-10-28 | COMP | Navab Neda | Pres, East Region | M - OptEx | $0.00 | -38.2K | 710 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-28 | F | D | 14,556 | $12.89 | 23,614 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-28 | M | A | 38,170 | $0.00 | 38,170 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 1,210 | $0.00 | 0 | D | — · — to — | 1,210 Class A Common Stock | (F3) The RSUs are fully vested. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 36,250 | $0.00 | 108,750 | D | — · — to — | 36,250 Class A Common Stock | (F5) The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 710 | $0.00 | 710 | D | — · — to — | 710 Class A Common Stock | (F4) The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |