Form 4 for COMP Compass, Inc.
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062250 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-01 | 2021-10-28 | COMP | Serwin Bradley K | GC, Sec | F - Tax | $12.89 | -1,066 | 96.9K | -1% | -$13.7K |
| D | 2021-11-01 | 2021-10-28 | COMP | Serwin Bradley K | GC, Sec | M - OptEx | — | +2,150 | 98.0K | +2% | — |
| D | 2021-11-01 | 2021-10-28 | COMP | Serwin Bradley K | GC, Sec | M - OptEx | $0.00 | -2,150 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-28 | F | D | 1,066 | $12.89 | 96,934 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-28 | M | A | 2,150 | — | 98,000 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 2,150 | $0.00 | 0 | D | — · — to — | 2,150 Class A Common Stock | (F3) The RSUs are fully vested. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |