Form 4 for COMP Compass, Inc.
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062251 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-01 | 2021-10-28 | COMP | Sirosh Joseph | CTO | M - OptEx | $5.16 | +417.6K | 506.7K | +469% | +$2.15M |
| D | 2021-11-01 | 2021-10-28 | COMP | Sirosh Joseph | CTO | F - Tax | $12.89 | -145.6K | 361.1K | -29% | -$1.88M |
| DM | 2021-11-01 | 2021-10-28 | COMP | Sirosh Joseph | CTO | M - OptEx | $0.00 | -417.6K | 222.5K | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-28 | M | A | 100,000 | $5.16 | 461,128 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-28 | F | D | 145,552 | $12.89 | 361,128 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-10-28 | M | A | 317,620 | — | 506,680 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Derivative | Restricted Stock Unit (RSU | 2021-10-28 | M | D | 4,550 | $0.00 | 0 | D | — · — to — | 4,550 Class A Common Stock | (F5) The RSUs are fully vested. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 313,070 | $0.00 | 142,300 | D | — · — to — | 313,070 Class A Common Stock | (F4) The RSUs vest as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares on the 25th of every month thereafter, with 100% of the total shares vested on December 25, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 6 | Derivative | Stock Option (right to buy Class A Common Stock) | 2021-10-28 | M | D | 100,000 | $0.00 | 222,540 | D | $5.16 · — to 2028-12-19 | 100,000 Class A Common Stock | (F6) The option vests as to 25% of the total shares on December 4, 2019 and 2.0833% of the total shares monthly thereafter, with 100% of the total shares vested and exercisable on December 4, 2022, subject to the reporting person's provision of service to the issuer on each vesting date. |