Form 4 for MC Moelis & Co
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062256 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-01 | 2021-10-28 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +3,092 | 116.5K | +3% | — |
| D | 2021-11-01 | 2021-10-28 | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $68.56 | -1,417 | 115.1K | -1% | -$97.2K |
| DM | 2021-11-01 | 2021-10-28 | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -3,092 | 672.35 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-28 | M | A | 3,092.25 | — | 116,540.25 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 2 | Common | Class A Common Stock | 2021-10-28 | F | D | 1,417.25 | $68.56 | 115,123 | D | — | — | |
| 3 | Derivative | 2016 Incentive RSUs (September) | 2021-10-28 | M | D | 1,212.08 | $0.00 | 0 | D | — · — to — | 1,212.08 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on October 28, 2021. |
| 4 | Derivative | 2019 Incentive RSUs (September) | 2021-10-28 | M | D | 742.20 | $0.00 | 2,226.61 | D | — · — to — | 742.20 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on October 28, 2021. |
| 5 | Derivative | 2018 Incentive RSUs (September) | 2021-10-28 | M | D | 465.62 | $0.00 | 931.24 | D | — · — to — | 465.62 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on October 28, 2021. |
| 6 | Derivative | 2017 Incentive RSUs (September) | 2021-10-28 | M | D | 672.35 | $0.00 | 672.35 | D | — · — to — | 672.35 Class A Common Stock | (F2) The RSUs were settled for Class A common stock on October 28, 2021. |