Form 4 for COMP Compass, Inc.
Accepted 2021-11-01 00:00:00 ET · period of report 2021-10-28 · accession 0001209191-21-062264 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-01 | 2021-10-28 | COMP | Wahlers Scott R. | CAO | F - Tax | $12.89 | -18.1K | 29.3K | -38% | -$232.8K |
| D | 2021-11-01 | 2021-10-28 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | +47.4K | 47.4K | New | $0 |
| DM | 2021-11-01 | 2021-10-28 | COMP | Wahlers Scott R. | CAO | M - OptEx | $0.00 | -47.4K | 18.9K | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-28 | F | D | 18,059 | $12.89 | 29,301 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-10-28 | M | A | 47,360 | $0.00 | 47,360 | D | — | — | (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 3 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 1,450 | $0.00 | 0 | D | — · — to — | 1,450 Class A Common Stock | (F3) The RSUs are fully vested. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 4 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 32,410 | $0.00 | 97,230 | D | — · — to — | 32,410 Class A Common Stock | (F5) The RSUs vest as to 16,200 shares on April 15, 2020 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2021-10-28 | M | D | 13,500 | $0.00 | 18,910 | D | — · — to — | 13,500 Class A Common Stock | (F4) The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. (F1) Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. |