Form 4 for TDG TransDigm Group
Accepted 2021-11-02 00:00:00 ET · period of report 2021-11-01 · accession 0001209191-21-062323 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-02 | 2021-11-01 | TDG | Henderson Robert S | Exec.VP | S - Sale+OE | $627.17 | -10.0K | 459 | -96% | -$6.27M |
| DI | 2021-11-02 | 2021-11-01 | TDG | Henderson Robert S | Exec.VP | M - OptEx | $191.79 | +10.0K | 10.0K | New | +$1.92M |
| DI | 2021-11-02 | 2021-11-01 | TDG | Henderson Robert S | Exec.VP | M - OptEx | $0.00 | -10.0K | 92.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | S | D | 1,075 | $624.22 | 8,925 | I The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 | — | — | (F1) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $623.93 - $624.83. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Common Stock | 2021-11-01 | S | D | 902 | $626.55 | 7,316 | I The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 | — | — | (F3) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $626.25- $627.22. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 3 | Common | Common Stock | 2021-11-01 | S | D | 459 | $628.60 | 0 | I The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 | — | — | (F5) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $628.45 - $628.845. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 4 | Common | Common Stock | 2021-11-01 | S | D | 707 | $625.55 | 8,218 | I The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 | — | — | (F2) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $625.17 - $626.05. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 5 | Common | Common Stock | 2021-11-01 | M | A | 10,000 | $191.79 | 10,000 | I The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 | — | — | |
| 6 | Common | Common Stock | 2021-11-01 | S | D | 6,857 | $627.78 | 459 | I The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 | — | — | (F4) Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $627.41 - $628.355. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. |
| 7 | Derivative | Stock Option | 2021-11-01 | M | D | 10,000 | $0.00 | 92,000 | I The Bob and Kathleen Henderson Family Trust U/A/D 3/29/2007 | $191.79 · 2015-09-30 to 2024-11-13 | 10,000 Common Stock |