Form 4 for PLBY Playboy, Inc.
Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-29 · accession 0001209191-21-062541 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-02 | 2021-10-29 | PLBY | Barton Lance | CFO | A - Grant | $0.00 | +696.8K | 168.6K | New | $0 |
| D | 2021-11-02 | 2021-10-29 | PLBY | Barton Lance | CFO | A - Grant | $0.00 | +148.3K | 148.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | A | A | 528,187 | $0.00 | 696,757 | D | — | — | (F2) Represents a grant of performance-based restricted stock units that vests in four (4) equal tranches arising upon achievement of each of the following thirty (30) day volume-weighted average prices for a share of PLBY Group, Inc. common stock: $20, $30, $40 and $50; provided each such price is achieved on or prior to the seventh anniversary of the vesting start date (March 1, 2021). |
| 2 | Common | Common Stock | 2021-10-29 | A | A | 168,570 | $0.00 | 168,570 | D | — | — | (F1) Represents a grant of restricted stock units that vests in three equal installments on each of the first three (3) anniversaries of the vesting start date (March 1, 2021). |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2021-10-29 | A | A | 148,342 | $0.00 | 148,342 | D | $28.08 · — to 2031-10-29 | 148,342 Common Stock | (F3) Represents stock options that vest over three years as follows: The first one-third (1/3) of the options shall vest on the first (1st) anniversary of the vesting start date (March 1, 2021), and the remaining two-thirds (2/3) shall vest in equal monthly installments over the twenty-four (24) months following March 1, 2022. |