Form 4 for XYZ Block, Inc.
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001209191-21-062744 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-02 | XYZ | Ahuja Amrita | CFO | M - OptEx | $57.40 | +2,687 | 134.6K | +2% | +$154.2K |
| D | 2021-11-03 | 2021-11-01 | XYZ | Ahuja Amrita | CFO | F - Tax | $255.04 | -3,773 | 131.9K | -3% | -$962.3K |
| DM | 2021-11-03 | 2021-11-02 | XYZ | Ahuja Amrita | CFO | S - Sale+OE | $251.29 | -4,937 | 129.8K | -4% | -$1.24M |
| D | 2021-11-03 | 2021-11-02 | XYZ | Ahuja Amrita | CFO | M - OptEx | $0.00 | -2,687 | 102.9K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-02 | M | A | 2,687 | $57.40 | 134,612 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-01 | F | D | 3,773 | $255.04 | 131,925 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock and does not represent a sale by the Reporting Person. |
| 3 | Common | Class A Common Stock | 2021-11-02 | S | D | 100 | $255.09 | 129,675 | D | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-02 | S | D | 1,226 | $248.42 | 133,386 | D | — | — | (F3) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $247.77 to $248.76 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2021-11-02 | S | D | 478 | $249.02 | 132,908 | D | — | — | (F4) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $248.89 to $249.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 6 | Common | Class A Common Stock | 2021-11-02 | S | D | 300 | $251.00 | 132,608 | D | — | — | (F5) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $250.45 to $251.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Common | Class A Common Stock | 2021-11-02 | S | D | 1,000 | $252.00 | 131,608 | D | — | — | (F6) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $251.59 to $252.55 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2021-11-02 | S | D | 1,333 | $252.84 | 130,275 | D | — | — | (F7) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $252.71 to $253.35 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 9 | Common | Class A Common Stock | 2021-11-02 | S | D | 500 | $254.39 | 129,775 | D | — | — | (F8) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $254.08 to $255.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 10 | Derivative | Stock Option (right to buy) | 2021-11-02 | M | D | 2,687 | $0.00 | 102,939 | D | $57.40 · — to 2030-04-20 | 2,687 Class A Common Stock | (F9) 1/48th of the shares subject to the option vest on May 1, 2020, and 1/48th of the shares vest monthly thereafter. |