Form 4 for ASPN ASPEN AEROGELS INC
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001209191-21-062858 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-03 | 2021-11-01+ | ASPN | Young Donald R | Pres, CEO, Dir | S - Sale | $52.37 | -108.3K | 634.9K | -15% | -$5.67M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | S | D | 5,760 | $53.87 | 697,970 | D | — | — | (F4) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $53.54 to $54.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F5) Represents 182,030 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |
| 2 | Common | Common Stock | 2021-11-01 | S | D | 3,400 | $54.92 | 703,730 | D | — | — | (F2) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $54.54 to $55.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F3) Represents 187,790 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |
| 3 | Common | Common Stock | 2021-11-01 | S | D | 22,241 | $53.05 | 675,729 | D | — | — | (F6) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $52.54 to $53.54 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F7) Represents 159,789 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |
| 4 | Common | Common Stock | 2021-11-01 | S | D | 4,702 | $52.17 | 671,027 | D | — | — | (F8) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.73 to $52.53 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F9) Represents 155,087 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |
| 5 | Common | Common Stock | 2021-11-02 | S | D | 31,878 | $52.43 | 639,149 | D | — | — | (F10) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.98 to $52.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F11) Represents 123,209 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |
| 6 | Common | Common Stock | 2021-11-03 | S | D | 17,399 | $51.92 | 598,822 | D | — | — | (F16) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.51 to $52.40 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F17) Represents 82,882 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |
| 7 | Common | Common Stock | 2021-11-03 | S | D | 18,703 | $51.10 | 616,221 | D | — | — | (F14) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $50.52 to $51.50 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F15) Represents 100,281 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |
| 8 | Common | Common Stock | 2021-11-02 | S | D | 4,225 | $51.83 | 634,924 | D | — | — | (F12) The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $51.44 to $51.98 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F13) Represents 118,984 shares of common stock, 54,324 shares of restricted stock units and 461,616 shares of restricted common stock. |