Form 4 for LESL Leslie's, Inc.
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-02 · accession 0001209191-21-062901 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-04 | 2021-07-30 | LESL | Ortega Steven L | Dir | G - Gift | $0.00 | -1.44M | 347.5K | -81% | $0 |
| D | 2021-11-04 | 2021-11-02 | LESL | Ortega Steven L | Dir | M - OptEx | $0.00 | +7,353 | 354.8K | +2% | $0 |
| D | 2021-11-04 | 2021-11-02 | LESL | Ortega Steven L | Dir | M - OptEx | $0.00 | -7,353 | 0 | -100% | $0 |
| D | 2021-11-04 | 2021-11-02 | LESL | Ortega Steven L | Dir | A - Grant | $0.00 | +2,207 | 2,207 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2021-07-30 | G | D | 1,435,676 | $0.00 | 347,479 | D | — | — | (F1) On July 30, 2021, Mr. Ortega transferred 1,435,676 shares to the Mary Ann and Steven Ortega Family Trust, for estate planning purposes, of which Mr. Ortega is a trustee. |
| 2 | Common | Common Stock, par value $0.001 per share | 2021-11-02 | M | A | 7,353 | $0.00 | 354,832 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-11-02 | M | D | 7,353 | $0.00 | 0 | D | $0.00 · 2021-11-02 to 2021-11-02 | 7,353 Common Stock | (F3) Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. |
| 4 | Derivative | Restricted Stock Units | 2021-11-02 | A | A | 2,207 | $0.00 | 2,207 | D | $0.00 · — to — | 2,207 Common Stock | (F4) Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date. |