Form 4 for ONT Onterris, Inc.
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-02 · accession 0001209191-21-062943 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-04 | 2021-11-02+ | ONT | Manthripragada Vijay | Pres, CEO, Dir | S - Sale+OE | $70.39 | -24.9K | 12.9K | -66% | -$1.75M |
| DM | 2021-11-04 | 2021-11-02+ | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $6.03 | +24.9K | 28.7K | +658% | +$150.0K |
| DM | 2021-11-04 | 2021-11-02+ | ONT | Manthripragada Vijay | Pres, CEO, Dir | M - OptEx | $0.00 | -24.9K | 239.1K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-02 | S | D | 15,735 | $70.08 | 12,928 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $70.00 to $70.64, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 2 | Common | Common Stock | 2021-11-03 | M | A | 9,145 | $6.03 | 22,073 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-03 | S | D | 5,819 | $70.67 | 16,254 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $70.19 to $71.18, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-11-02 | M | A | 15,735 | $6.03 | 28,663 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-03 | S | D | 3,326 | $71.34 | 12,928 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $71.19 to $71.58, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-11-02 | M | D | 15,735 | $0.00 | 248,270 | D | $6.03 · — to 2026-06-23 | 15,735 Common Stock | (F4) 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-11-03 | M | D | 9,145 | $0.00 | 239,125 | D | $6.03 · — to 2026-06-23 | 9,145 Common Stock | (F4) 50% of the shares subject to the option vested on September 11, 2017 and the remaining 50% vested on September 11, 2019. |