Form 4 for SMSI SMITH MICRO SOFTWARE, INC.
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-03 · accession 0001209191-21-063037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-04 | 2021-11-03 | SMSI | Kempton James M | VP, CFO, Treas | A - Grant | $0.00 | +20.0K | 20.0K | New | $0 | |
| 2021-11-04 | 2021-11-03 | SMSI | Kempton James M | VP, CFO, Treas | F - Tax | $6.03 | -6,756 | 13.2K | -34% | -$40.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-03 | A | A | 20,000 | $0.00 | 20,000 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-03 | F | D | 6,756 | $6.03 | 13,244 | D | — | — | (F1) Shares withheld, at an average price of $6.03 per share, for payment of income taxes. |