Form 4 for MSTR Strategy Inc
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-02 · accession 0001209191-21-063045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-04 | 2021-11-02+ | MSTR | RICKERTSEN CARL J | Dir | S - Sale+OE | $806.31 | -12.0K | 4,697 | -72% | -$9.68M |
| DM | 2021-11-04 | 2021-11-02 | MSTR | RICKERTSEN CARL J | Dir | M - OptEx | $145.86 | +10.0K | 12.0K | +500% | +$1.46M |
| DM | 2021-11-04 | 2021-11-02 | MSTR | RICKERTSEN CARL J | Dir | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-02 | S | D | 200 | $809.54 | 4,497 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-02 | S | D | 1,595 | $816.60 | 2,902 | D | — | — | (F6) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $816.010 to $817.005, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2021-11-02 | S | D | 902 | $817.47 | 2,000 | D | — | — | (F7) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $817.17 to $817.80, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2021-11-03 | S | D | 2,000 | $802.50 | 0 | D | — | — | |
| 5 | Common | Class A Common Stock | 2021-11-02 | M | A | 3,750 | $129.57 | 8,750 | D | — | — | |
| 6 | Common | Class A Common Stock | 2021-11-02 | M | A | 2,500 | $132.91 | 11,250 | D | — | — | |
| 7 | Common | Class A Common Stock | 2021-11-02 | M | A | 3,000 | $182.36 | 5,000 | D | — | — | |
| 8 | Common | Class A Common Stock | 2021-11-02 | S | D | 2,100 | $800.82 | 9,900 | D | — | — | |
| 9 | Common | Class A Common Stock | 2021-11-02 | S | D | 700 | $802.40 | 9,200 | D | — | — | (F1) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $801.91 to $802.72, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 10 | Common | Class A Common Stock | 2021-11-02 | S | D | 1,203 | $803.28 | 7,997 | D | — | — | (F2) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.99 to $803.80, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 11 | Common | Class A Common Stock | 2021-11-02 | S | D | 1,800 | $804.69 | 6,197 | D | — | — | (F3) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.21 to $804.97, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 12 | Common | Class A Common Stock | 2021-11-02 | S | D | 993 | $806.82 | 5,204 | D | — | — | (F4) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $806.10 to $807.09, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 13 | Common | Class A Common Stock | 2021-11-02 | S | D | 507 | $808.01 | 4,697 | D | — | — | (F5) The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $807.63 to $808.52 inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. |
| 14 | Common | Class A Common Stock | 2021-11-02 | M | A | 750 | $124.48 | 12,000 | D | — | — | |
| 15 | Derivative | Director Stock Option (Right to buy) | 2021-11-02 | M | D | 3,750 | $0.00 | 1,250 | D | $129.57 · — to 2028-05-31 | 3,750 Class A Common Stock | (F9) See Exhibit A. (F10) Of the 3,750 shares exercised on November 2, 2021, 1,250 shares vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250 shares vested on May 31, 2021. The remaining 1,250 shares subject to this option are scheduled to vest on May 31, 2022. |
| 16 | Derivative | Director Stock Option (Right to buy) | 2021-11-02 | M | D | 2,500 | $0.00 | 2,500 | D | $132.91 · — to 2029-05-31 | 2,500 Class A Common Stock | (F9) See Exhibit A. (F11) Of the 2,500 shares exercised on November 2, 2021, 1,250 shares vested on May 31, 2020 and 1,250 shares vested on May 31, 2021. Of the remaining 2,500 shares subject to this option, 1,250 shares are scheduled to vest on May 31, 2022, and 1,250 shares are scheduled to vest on May 31, 2023. |
| 17 | Derivative | Director Stock Option (Right to buy) | 2021-11-02 | M | D | 750 | $0.00 | 4,250 | D | $124.48 · — to 2030-05-31 | 750 Class A Common Stock | (F9) See Exhibit A. (F12) The 750 shares exercised on November 2, 2021 vested on May 31, 2021. Of the remaining 4,250 shares subject to this option, 500 shares vested on May 31, 2021, 1,250 shares are scheduled to vest on May 31, 2022, 1,250 shares are scheduled to vest on May 31, 2023, and 1,250 shares are scheduled to vest on May 31, 2024. |
| 18 | Derivative | Director Stock Option (Right to buy) | 2021-11-02 | M | D | 3,000 | $0.00 | 0 | D | $182.36 · — to 2027-05-31 | 3,000 Class A Common Stock | (F9) See Exhibit A. (F8) Of the 3,000 shares exercised on November 2, 2021, 500 shares vested on May 31, 2019, 1,250 shares vested on May 31, 2020, and 1,250 shares vested on May 31, 2021. |