Form 4 for HLIT HARMONIC INC.
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0001209191-21-063111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-05 | 2021-11-03 | HLIT | Theodosopoulos Nikos | Dir | M - OptEx | $7.58 | +30.0K | 193.7K | +18% | +$227.4K |
| D | 2021-11-05 | 2021-11-03 | HLIT | Theodosopoulos Nikos | Dir | S - Sale+OE | $10.60 | -30.0K | 163.7K | -15% | -$318.0K |
| D | 2021-11-05 | 2021-11-03 | HLIT | Theodosopoulos Nikos | Dir | M - OptEx | $7.58 | -30.0K | 0 | -100% | -$227.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-03 | M | A | 30,000 | $7.58 | 193,745 | D | — | — | (F1) Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. |
| 2 | Common | Common Stock | 2021-11-03 | S | D | 30,000 | $10.60 | 163,745 | D | — | — | |
| 3 | Derivative | Stock Option/Right to buy | 2021-11-03 | M | D | 30,000 | $7.58 | 0 | D | $7.58 · 2016-02-15 to 2022-03-13 | 30,000 Common Stock |