Form 4 for SPSC SPS COMMERCE INC
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0001209191-21-063134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-05 | 2021-11-03+ | SPSC | SORAN PHILIP | Dir | S - Sale+OE | $146.96 | -4,506 | 16.8K | -21% | -$662.2K |
| DM | 2021-11-05 | 2021-11-03+ | SPSC | SORAN PHILIP | Dir | M - OptEx | $33.69 | +4,506 | 19.9K | +29% | +$151.8K |
| DM | 2021-11-05 | 2021-11-03+ | SPSC | SORAN PHILIP | Dir | M - OptEx | $0.00 | -4,506 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | S | D | 1,502 | $150.00 | 16,846 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-04 | M | A | 1,502 | $33.69 | 18,348 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-03 | M | A | 3,004 | $33.69 | 19,850 | D | — | — | (F3) This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. (F2) On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 2,253 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 4,506 shares of Common Stock. |
| 4 | Common | Common Stock | 2021-11-03 | S | D | 3,004 | $145.44 | 16,846 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-11-03 | M | D | 3,004 | $0.00 | 1,502 | D | $33.69 · — to 2022-05-13 | 3,004 Common Stock | (F3) This option was previously reported as an option for 2,253 shares of Common stock at an exercise price of $67.37 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019. (F4) Fully vested. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-11-04 | M | D | 1,502 | $0.00 | 0 | D | $33.69 · — to 2022-05-13 | 1,502 Common Stock | (F4) Fully vested. |