Form 4 for CERS CERUS CORP
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0001209191-21-063273 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-05 | 2021-11-03 | CERS | Green Kevin Dennis | CFO | M - OptEx | $3.75 | +95.0K | 248.7K | +62% | +$356.2K |
| DM | 2021-11-05 | 2021-11-03 | CERS | Green Kevin Dennis | CFO | S - Sale+OE | $7.00 | -95.7K | 167.1K | -36% | -$670.2K |
| D | 2021-11-05 | 2021-11-03 | CERS | Green Kevin Dennis | CFO | M - OptEx | — | -95.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-03 | M | A | 95,000 | $3.75 | 248,740 | D | — | — | (F1) This transaction was executed pursuant to a 10b5-1 plan. |
| 2 | Common | Common Stock | 2021-11-03 | S | D | 14,126 | $7.00 | 152,999 | D | — | — | (F1) This transaction was executed pursuant to a 10b5-1 plan. |
| 3 | Common | Common Stock | 2021-11-03 | S | D | 81,615 | $7.00 | 167,125 | D | — | — | (F2) This transaction was executed pursuant to a 10b5-1 plan. Includes shares required to be sold to cover commission and mandatory tax withholdings on the "sell to cover" transaction described above and does not represent a discretionary sale by the reporting person. (F3) The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.01 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. |
| 4 | Derivative | Option (Right to Buy) | 2021-11-03 | M | D | 95,000 | — | 0 | D | $3.75 · — to 2022-02-28 | 95,000 Common Stock | (F5) Not applicable. (F4) One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter. |