Form 4 for TFIN Triumph Financial, Inc.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-04 · accession 0001209191-21-063359 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-08 | 2021-11-04 | TFIN | Davis Richard Loren | Dir | S - Sale | $125.20 | -3,800 | 74.1K | -5% | -$475.8K |
| 2021-11-08 | 2021-11-04 | TFIN | Davis Richard Loren | Dir | S - Sale | $124.68 | -1,573 | 61.2K | -3% | -$196.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | S | D | 1,900 | $125.20 | 74,079 | I By Sheree Davis 2006 Children's Trust | — | — | (F2) These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
| 2 | Common | Common Stock | 2021-11-04 | S | D | 1,573 | $124.68 | 61,189 | D By Rick Davis 2006 Family Trust | — | — | (F1) Consists of (i) 13,512 shares beneficially owned by reporting person, and (ii) 47,677 shares of common stock held jointly with reporting person's spouse Sheree Davis. |
| 3 | Common | Common Stock | 2021-11-04 | S | D | 1,900 | $125.21 | 74,079 | I | — | — | (F3) These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |