Form 4 for CFR CULLEN/FROST BANKERS, INC.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063403 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-08 | 2021-11-05 | CFR | Severyn Carol Jean | CRO, GEVP | M - OptEx | $74.32 | +7,500 | 8,921 | +528% | +$557.4K |
| D | 2021-11-08 | 2021-11-05 | CFR | Severyn Carol Jean | CRO, GEVP | S - Sale+OE | $134.37 | -7,500 | 1,421 | -84% | -$1.01M |
| DM | 2021-11-08 | 2021-11-05 | CFR | Severyn Carol Jean | CRO, GEVP | M - OptEx | $0.00 | -7,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2021-11-05 | M | A | 5,000 | $78.92 | 6,421 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2021-11-05 | S | D | 7,500 | $134.37 | 1,421 | D | — | — | (F1) The price in Column 4 is based on a weighted average price. The prices actually paid range from $134.29 to $134.53. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| 3 | Common | Common Stock, $0.01 par value | 2021-11-05 | M | A | 2,500 | $65.11 | 8,921 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-11-05 | M | D | 5,000 | $0.00 | 0 | D | $78.92 · 2018-10-28 to 2024-10-28 | 5,000 Common Stock | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-11-05 | M | D | 2,500 | $0.00 | 0 | D | $65.11 · 2019-10-27 to 2025-10-27 | 2,500 Common Stock |