Form 4 for BIRD Smartbird, Inc.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063407 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-11-08 | 2021-11-05 | BIRD | LEVITAN DAN | Dir, 10% | S - Sale | $15.00 | -2.00M | 0 | -100% | -$30.00M |
| DMI | 2021-11-08 | 2021-11-05 | BIRD | LEVITAN DAN | Dir, 10% | C - Cnv Deriv | $0.00 | +2.00M | 178.4K | New | $0 |
| DMI | 2021-11-08 | 2021-11-05 | BIRD | LEVITAN DAN | Dir, 10% | C - Cnv Deriv | $0.00 | -2.00M | 11.59M | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-05 | S | D | 382,269 | $15.00 | 0 | I See footnote | — | — | (F2) Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. |
| 2 | Common | Class A Common Stock | 2021-11-05 | S | D | 178,450 | $15.00 | 0 | I See footnote | — | — | (F3) Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. |
| 3 | Common | Class A Common Stock | 2021-11-05 | C | A | 382,269 | $0.00 | 382,269 | I See footnote | — | — | (F2) Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. |
| 4 | Common | Class A Common Stock | 2021-11-05 | S | D | 1,439,281 | $15.00 | 0 | I See footnote | — | — | (F1) Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. |
| 5 | Common | Class A Common Stock | 2021-11-05 | C | A | 1,439,281 | $0.00 | 1,439,281 | I See footnote | — | — | (F1) Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. |
| 6 | Common | Class A Common Stock | 2021-11-05 | C | A | 178,450 | $0.00 | 178,450 | I See footnote | — | — | (F3) Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. |
| 7 | Derivative | Series Seed Preferred Stock | 2021-11-05 | C | D | 29,165 | $0.00 | 0 | I See footnote | — · — to — | 29,165 Class B Common Stock | (F2) Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. (F4) Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. |
| 8 | Derivative | Class B Common Stock | 2021-11-05 | C | A | 29,165 | $0.00 | 39,520 | I See footnote | — · — to — | 29,165 Class A Common Stock | (F2) Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 9 | Derivative | Series A Preferred Stock | 2021-11-05 | C | D | 4,141,475 | $0.00 | 0 | I See footnote | — · — to — | 4,141,475 Class B Common Stock | (F2) Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. (F4) Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. |
| 10 | Derivative | Class B Common Stock | 2021-11-05 | C | A | 4,141,475 | $0.00 | 4,180,995 | I See footnote | — · — to — | 4,141,475 Class A Common Stock | (F2) Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 11 | Derivative | Class B Common Stock | 2021-11-05 | C | D | 382,269 | $0.00 | 3,798,726 | I See footnote | — · — to — | 382,269 Class A Common Stock | (F2) Shares are held by MEP Associates V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of MEP Associates V, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 12 | Derivative | Series Seed Preferred Stock | 2021-11-05 | C | D | 35,925 | $0.00 | 0 | I See footnote | — · — to — | 35,925 Class B Common Stock | (F3) Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. (F4) Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. |
| 13 | Derivative | Class B Common Stock | 2021-11-05 | C | A | 35,925 | $0.00 | 48,680 | I See footnote | — · — to — | 35,925 Class A Common Stock | (F3) Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 14 | Derivative | Series A Preferred Stock | 2021-11-05 | C | D | 1,568,030 | $0.00 | 0 | I See footnote | — · — to — | 1,568,030 Class B Common Stock | (F3) Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. (F4) Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. |
| 15 | Derivative | Class B Common Stock | 2021-11-05 | C | A | 1,568,030 | $0.00 | 1,616,710 | I See footnote | — · — to — | 1,568,030 Class A Common Stock | (F3) Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 16 | Derivative | Class B Common Stock | 2021-11-05 | C | D | 178,450 | $0.00 | 1,438,260 | I See footnote | — · — to — | 178,450 Class A Common Stock | (F3) Shares are held by Maveron V Entrepreneurs' Fund, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron V Entrepreneurs' Fund, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 17 | Derivative | Series Seed Preferred Stock | 2021-11-05 | C | D | 290,625 | $0.00 | 0 | I See footnote | — · — to — | 290,625 Class B Common Stock | (F1) Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. (F4) Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. |
| 18 | Derivative | Class B Common Stock | 2021-11-05 | C | A | 290,625 | $0.00 | 393,785 | I See footnote | — · — to — | 290,625 Class A Common Stock | (F1) Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 19 | Derivative | Series A Preferred Stock | 2021-11-05 | C | D | 12,632,840 | $0.00 | 0 | I See footnote | — · — to — | 12,632,840 Class B Common Stock | (F1) Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. (F4) Each share of Preferred Stock automatically converted into one share of Class B Common Stock immediately prior to the closing of the Issuer's initial public offering. |
| 20 | Derivative | Class B Common Stock | 2021-11-05 | C | A | 12,632,840 | $0.00 | 13,026,625 | I See footnote | — · — to — | 12,632,840 Class A Common Stock | (F1) Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |
| 21 | Derivative | Class B Common Stock | 2021-11-05 | C | D | 1,439,281 | $0.00 | 11,587,344 | I See footnote | — · — to — | 1,439,281 Class A Common Stock | (F1) Shares are held by Maveron Equity Partners V, L.P. Reporting Person is a Managing Member of Maveron General Partner V, LLC, the General Partner of Maveron Equity Partners V, L.P., and shares voting and investment power over such shares. (F5) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Each share of Class B Common Stock held by the Reporting Person will convert automatically into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. |