Form 4 for HLIT HARMONIC INC.
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-04 · accession 0001209191-21-063414 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-08 | 2021-11-04+ | HLIT | Ben-Natan Nimrod | SVP, GM, Cable Access | M - OptEx | $7.58 | +80.0K | 393.2K | +26% | +$606.4K |
| DM | 2021-11-08 | 2021-11-04+ | HLIT | Ben-Natan Nimrod | SVP, GM, Cable Access | S - Sale+OE | $10.85 | -80.0K | 367.9K | -18% | -$868.2K |
| DM | 2021-11-08 | 2021-11-04+ | HLIT | Ben-Natan Nimrod | SVP, GM, Cable Access | M - OptEx | $7.58 | -80.0K | 32.5K | -71% | -$606.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | M | A | 22,148 | $7.58 | 390,014 | D | — | — | (F1) Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. |
| 2 | Common | Common Stock | 2021-11-05 | S | D | 22,148 | $10.84 | 367,866 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-08 | M | A | 32,516 | $7.58 | 400,382 | D | — | — | (F1) Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. |
| 4 | Common | Common Stock | 2021-11-08 | S | D | 32,516 | $10.87 | 367,866 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-04 | M | A | 25,336 | $7.58 | 393,202 | D | — | — | (F1) Shares acquired pursuant to exercise of stock option scheduled to expire on March 13, 2022. |
| 6 | Common | Common Stock | 2021-11-04 | S | D | 25,336 | $10.84 | 367,866 | D | — | — | |
| 7 | Derivative | Stock Option/Right to buy | 2021-11-04 | M | D | 25,336 | $7.58 | 54,664 | D | $7.58 · 2016-02-15 to 2022-03-13 | 25,336 Common Stock | |
| 8 | Derivative | Stock Option/Right to buy | 2021-11-08 | M | D | 32,516 | $7.58 | 0 | D | $7.58 · 2016-02-15 to 2022-03-13 | 32,516 Common Stock | |
| 9 | Derivative | Stock Option/Right to buy | 2021-11-05 | M | D | 22,148 | $7.58 | 32,516 | D | $7.58 · 2016-02-15 to 2022-03-13 | 22,148 Common Stock |