Form 4 for PNW Pinnacle West Capital
Accepted 2021-11-08 00:00:00 ET · period of report 2021-11-04 · accession 0001209191-21-063473 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-08 | 2021-11-04 | PNW | HATFIELD JAMES R | EVP, Advisor to CEO | A - Grant | $0.00 | +7,147 | 6,030 | New | $0 |
| M | 2021-11-08 | 2021-11-04 | PNW | HATFIELD JAMES R | EVP, Advisor to CEO | F - Tax | $63.60 | -3,070 | 3,440 | -47% | -$195.3K |
| 2021-11-08 | 2021-11-04 | PNW | HATFIELD JAMES R | EVP, Advisor to CEO | G - Gift | $0.00 | -4,077 | 0 | -100% | $0 | |
| I | 2021-11-08 | 2011-11-04 | PNW | HATFIELD JAMES R | EVP, Advisor to CEO | G - Gift | $0.00 | +4,077 | 29.0K | +16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | A | A | 1,117 | $0.00 | 4,557 | D | — | — | (F3) Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on November 4, 2021. |
| 2 | Common | Common Stock | 2021-11-04 | F | D | 480 | $63.60 | 4,077 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-04 | G | D | 4,077 | $0.00 | 0 | D | — | — | (F4) The reporting person gifted the shares received on November 4, 2021 to a revocable family trust. |
| 4 | Common | Common Stock | 2011-11-04 | G | A | 4,077 | $0.00 | 29,042 | I | — | — | (F4) The reporting person gifted the shares received on November 4, 2021 to a revocable family trust. |
| 5 | Common | Common Stock | 2021-11-04 | A | A | 6,030 | $0.00 | 6,030 | D by trust | — | — | (F1) Shares acquired upon the vesting of a portion of the performance shares granted in 2018 that were tied to the operational performance metric. |
| 6 | Common | Common Stock | 2021-11-04 | F | D | 2,590 | $63.60 | 3,440 | D | — | — |