InsiderTrades

Form 4 for AWR AMERICAN STATES WATER CO

Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063538 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
M 2021-11-09 2021-06-02+ AWR Kubiak Patrick VP of Asset Management A - Grant $86.04 +2.86 648.25 +0.4% +$246.06
2021-11-09 2021-11-05 AWR Kubiak Patrick VP of Asset Management F - Tax $92.24 -5.30 642.95 -0.8% -$488.87

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Shares 2021-06-02 A A 1.49 $78.85 646.88 D — — (F1) DER Units credited on 06/02/2021 as dividend at FMV
2 Common Common Shares 2021-09-01 A A 1.37 $93.85 648.25 D — — (F2) DER Units credited on 09/01/2021 as dividend at FMV
3 Common Common Shares 2021-11-05 F D 5.30 $92.24 642.95 D — —