Form 4 for SWKS Skyworks Solutions
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063719 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05+ | SWKS | BORI CARLOS S | SVP, Sales, Marketing | M - OptEx | — | +15.8K | 27.4K | +135% | — |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | BORI CARLOS S | SVP, Sales, Marketing | F - Tax | $165.57 | -15.5K | 19.8K | -44% | -$2.56M |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | BORI CARLOS S | SVP, Sales, Marketing | A - Grant | $0.00 | +15.5K | 30.9K | +100% | $0 |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | BORI CARLOS S | SVP, Sales, Marketing | M - OptEx | $0.00 | -15.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-08 | M | A | 2,158 | — | 31,099 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-11-08 | F | D | 3,603 | $167.77 | 27,294 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 3 | Common | Common Stock | 2021-11-05 | A | A | 8,204 | $0.00 | 22,491 | D | — | — | (F1) Represents 8,204 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020. |
| 4 | Common | Common Stock | 2021-11-08 | F | D | 1,620 | $167.77 | 28,941 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 5 | Common | Common Stock | 2021-11-08 | M | A | 3,267 | — | 30,561 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2021-11-05 | F | D | 4,068 | $164.06 | 18,423 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 7 | Common | Common Stock | 2021-11-05 | M | A | 2,735 | — | 21,158 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2021-11-08 | A | A | 7,266 | $0.00 | 30,897 | D | — | — | (F4) Represents 7,266 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021. |
| 9 | Common | Common Stock | 2021-11-05 | F | D | 3,767 | $164.06 | 23,631 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 10 | Common | Common Stock | 2021-11-08 | F | D | 1,070 | $167.77 | 30,029 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 11 | Common | Common Stock | 2021-11-05 | F | D | 1,357 | $164.06 | 19,801 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 12 | Common | Common Stock | 2021-11-05 | M | A | 7,597 | — | 27,398 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 13 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 7,597 | $0.00 | 0 | D | — · — to — | 7,597 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F7) The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021. |
| 14 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 2,735 | $0.00 | 5,470 | D | — · — to — | 2,735 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F6) The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023. |
| 15 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 3,267 | $0.00 | 3,267 | D | — · — to — | 3,267 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F8) The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022. |
| 16 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 2,158 | $0.00 | 0 | D | — · — to — | 2,158 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F9) The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021. |