Form 4 for SWKS Skyworks Solutions
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063724 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05+ | SWKS | Durham Karilee A | SVP, Human Resources | F - Tax | $165.08 | -7,753 | 15.4K | -33% | -$1.28M |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | Durham Karilee A | SVP, Human Resources | A - Grant | $0.00 | +8,428 | 13.7K | +161% | $0 |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | Durham Karilee A | SVP, Human Resources | M - OptEx | — | +7,205 | 16.7K | +76% | — |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | Durham Karilee A | SVP, Human Resources | M - OptEx | $0.00 | -7,205 | 3,646 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | F | D | 2,009 | $164.06 | 13,920 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 2 | Common | Common Stock | 2021-11-08 | A | A | 2,960 | $0.00 | 16,880 | D | — | — | (F4) Represents 2,960 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021. |
| 3 | Common | Common Stock | 2021-11-05 | M | A | 4,051 | — | 15,929 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2021-11-05 | F | D | 904 | $164.06 | 11,878 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 5 | Common | Common Stock | 2021-11-05 | M | A | 1,823 | — | 12,782 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2021-11-05 | F | D | 2,712 | $164.06 | 10,959 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 7 | Common | Common Stock | 2021-11-05 | A | A | 5,468 | $0.00 | 13,671 | D | — | — | (F1) Represents 5,468 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020. |
| 8 | Common | Common Stock | 2021-11-08 | F | D | 660 | $167.77 | 16,083 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 9 | Common | Common Stock | 2021-11-08 | M | A | 1,331 | — | 16,743 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2021-11-08 | F | D | 1,468 | $167.77 | 15,412 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 11 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 4,051 | $0.00 | 0 | D | — · — to — | 4,051 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F6) The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021. |
| 12 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 1,331 | $0.00 | 1,331 | D | — · — to — | 1,331 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F7) The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022. |
| 13 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 1,823 | $0.00 | 3,646 | D | — · — to — | 1,823 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F5) The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023. |