Form 4 for SWKS Skyworks Solutions
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063726 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05+ | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | A - Grant | $0.00 | +152.3K | 126.0K | New | $0 |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | F - Tax | $164.99 | -89.6K | 121.9K | -42% | -$14.78M |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | M - OptEx | — | +28.4K | 125.0K | +29% | — |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -28.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | A | A | 30,388 | $0.00 | 61,171 | D | — | — | (F1) Represents 30,388 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020. |
| 2 | Common | Common Stock | 2021-11-05 | F | D | 15,068 | $164.06 | 46,103 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 3 | Common | Common Stock | 2021-11-05 | A | A | 94,965 | $0.00 | 141,068 | D | — | — | (F3) Represents 94,965 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020 and fiscal year 2021. |
| 4 | Common | Common Stock | 2021-11-05 | F | D | 47,085 | $164.06 | 93,983 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 5 | Common | Common Stock | 2021-11-05 | M | A | 10,130 | — | 104,113 | D | — | — | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2021-11-05 | F | D | 5,023 | $164.06 | 99,090 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 7 | Common | Common Stock | 2021-11-08 | A | A | 26,914 | $0.00 | 126,004 | D | — | — | (F5) Represents 26,914 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021. |
| 8 | Common | Common Stock | 2021-11-08 | F | D | 13,344 | $167.77 | 112,660 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 9 | Common | Common Stock | 2021-11-08 | M | A | 12,100 | — | 124,760 | D | — | — | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2021-11-08 | F | D | 6,000 | $167.77 | 118,760 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 11 | Common | Common Stock | 2021-11-08 | M | A | 6,193 | — | 124,953 | D | — | — | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2021-11-08 | F | D | 3,071 | $167.77 | 121,882 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 13 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 10,130 | $0.00 | 20,258 | D | — · — to — | 10,130 Common Stock | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. (F7) The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023. |
| 14 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 12,100 | $0.00 | 12,100 | D | — · — to — | 12,100 Common Stock | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. (F8) The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022. |
| 15 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 6,193 | $0.00 | 0 | D | — · — to — | 6,193 Common Stock | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. (F9) The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021. |