Form 4 for SWKS Skyworks Solutions
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063729 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-05+ | SWKS | Sennesael Kris | SVP, CFO | A - Grant | $0.00 | +17.3K | 70.8K | +32% | $0 |
| DM | 2021-11-09 | 2020-11-05+ | SWKS | Sennesael Kris | SVP, CFO | F - Tax | $165.46 | -17.2K | 63.3K | -21% | -$2.84M |
| DM | 2021-11-09 | 2020-11-05+ | SWKS | Sennesael Kris | SVP, CFO | M - OptEx | — | +17.4K | 71.0K | +32% | — |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | Sennesael Kris | SVP, CFO | M - OptEx | $0.00 | -17.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-05 | A | A | 9,724 | $0.00 | 62,145 | D | — | — | (F1) Represents 9,724 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020. (F2) This total includes 170 shares purchased on 2/1/2021 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2021-11-05 | F | D | 4,822 | $164.06 | 57,323 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 3 | Common | Common Stock | 2020-11-05 | M | A | 3,241 | — | 60,564 | D | — | — | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2020-11-05 | F | D | 1,607 | $164.06 | 58,957 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 5 | Common | Common Stock | 2020-11-05 | M | A | 8,610 | — | 67,567 | D | — | — | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2021-11-08 | F | D | 1,070 | $167.77 | 69,893 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 7 | Common | Common Stock | 2021-11-08 | A | A | 7,535 | $0.00 | 70,833 | D | — | — | (F5) Represents 7,535 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021. |
| 8 | Common | Common Stock | 2021-11-08 | F | D | 3,736 | $167.77 | 67,097 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 9 | Common | Common Stock | 2021-11-08 | M | A | 3,388 | — | 70,485 | D | — | — | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2021-11-08 | F | D | 1,680 | $167.77 | 68,805 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 11 | Common | Common Stock | 2021-11-08 | M | A | 2,158 | — | 70,963 | D | — | — | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2020-11-05 | F | D | 4,269 | $164.06 | 63,298 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 13 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 3,388 | $0.00 | 3,388 | D | — · — to — | 3,388 Common Stock | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. (F8) The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022. |
| 14 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 8,610 | $0.00 | 0 | D | — · — to — | 8,610 Common Stock | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. (F7) The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021. |
| 15 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 3,241 | $0.00 | 6,482 | D | — · — to — | 3,241 Common Stock | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. (F6) The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023. |
| 16 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 2,158 | $0.00 | 0 | D | — · — to — | 2,158 Common Stock | (F4) Restricted stock units convert into shares of common stock on a one-for-one basis. (F9) The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021. |