Form 4 for SWKS Skyworks Solutions
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-05 · accession 0001209191-21-063733 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-09 | 2021-11-08+ | SWKS | TERRY ROBERT JOHN | SVP, Gen. Counsel, Sec | S - Sale+OE | $165.27 | -12.4K | 5,317 | -70% | -$2.05M |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | TERRY ROBERT JOHN | SVP, Gen. Counsel, Sec | A - Grant | $0.00 | +12.5K | 18.3K | +215% | $0 |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | TERRY ROBERT JOHN | SVP, Gen. Counsel, Sec | F - Tax | $165.26 | -12.2K | 17.7K | -41% | -$2.02M |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | TERRY ROBERT JOHN | SVP, Gen. Counsel, Sec | M - OptEx | — | +12.1K | 18.4K | +193% | — |
| DM | 2021-11-09 | 2021-11-05+ | SWKS | TERRY ROBERT JOHN | SVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -12.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | S | D | 500 | $166.77 | 8,622 | D | — | — | (F9) The price reflects the average selling price of the shares sold. Actual sale prices ranged from $166.39 per share to $167.04 per share. |
| 2 | Common | Common Stock | 2021-11-09 | S | D | 218 | $165.79 | 9,122 | D | — | — | (F8) The price reflects the average selling price of the shares sold. Actual sale prices ranged from $165.78 per share to $165.89 per share. |
| 3 | Common | Common Stock | 2021-11-05 | A | A | 7,900 | $0.00 | 13,217 | D | — | — | (F1) Represents 7,900 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/5/2019. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2020. |
| 4 | Common | Common Stock | 2021-11-05 | F | D | 3,918 | $164.06 | 9,299 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 5 | Common | Common Stock | 2021-11-05 | M | A | 2,634 | — | 11,933 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2021-11-05 | F | D | 1,306 | $164.06 | 10,627 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 7 | Common | Common Stock | 2021-11-05 | M | A | 6,077 | — | 16,704 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2021-11-05 | F | D | 3,013 | $164.06 | 13,691 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 9 | Common | Common Stock | 2021-11-08 | A | A | 4,575 | $0.00 | 18,266 | D | — | — | (F4) Represents 4,575 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/6/2018. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for the performance period consisting of fiscal years 2019, 2020, and 2021. |
| 10 | Common | Common Stock | 2021-11-08 | F | D | 2,269 | $167.77 | 15,997 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 11 | Common | Common Stock | 2021-11-08 | M | A | 2,057 | — | 18,054 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 12 | Common | Common Stock | 2021-11-08 | F | D | 1,020 | $167.77 | 17,034 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 13 | Common | Common Stock | 2021-11-08 | M | A | 1,349 | — | 18,383 | D | — | — | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 14 | Common | Common Stock | 2021-11-08 | F | D | 669 | $167.77 | 17,714 | D | — | — | (F2) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 15 | Common | Common Stock | 2021-11-08 | S | D | 3,100 | $163.52 | 14,614 | D | — | — | (F6) The price reflects the average selling price of the shares sold. Actual sale prices ranged from $163.03 per share to $163.97 per share. |
| 16 | Common | Common Stock | 2021-11-08 | S | D | 5,274 | $164.59 | 9,340 | D | — | — | (F7) The price reflects the average selling price of the shares sold. Actual sale prices ranged from $164.09 per share to $164.99 per share. |
| 17 | Common | Common Stock | 2021-11-09 | S | D | 3,305 | $167.73 | 5,317 | D | — | — | (F10) The price reflects the average selling price of the shares sold. Actual sale prices ranged from $167.14 per share to $168.10 per share. |
| 18 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 2,634 | $0.00 | 5,266 | D | — · — to — | 2,634 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F12) The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023. |
| 19 | Derivative | Restricted Stock Units | 2021-11-05 | M | D | 6,077 | $0.00 | 0 | D | — · — to — | 6,077 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F13) The restricted stock units vested in two (2) equal installments, beginning on 11/5/2020 and ending on 11/5/2021. |
| 20 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 2,057 | $0.00 | 2,057 | D | — · — to — | 2,057 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F14) The restricted stock units vest in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022. |
| 21 | Derivative | Restricted Stock Units | 2021-11-08 | M | D | 1,349 | $0.00 | 0 | D | — · — to — | 1,349 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. (F15) The restricted stock units vested in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021. |