Form 4 for CERS CERUS CORP
Accepted 2021-11-09 00:00:00 ET · period of report 2021-11-09 · accession 0001209191-21-063783 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-09 | 2021-11-09 | CERS | SCHULZE GAIL | Dir | M - OptEx | $2.86 | +25.0K | 53.1K | +89% | +$71.5K |
| D | 2021-11-09 | 2021-11-09 | CERS | SCHULZE GAIL | Dir | S - Sale+OE | $7.54 | -25.0K | 28.1K | -47% | -$188.5K |
| D | 2021-11-09 | 2021-11-09 | CERS | SCHULZE GAIL | Dir | M - OptEx | — | -25.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | M | A | 25,000 | $2.86 | 53,116 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-09 | S | D | 25,000 | $7.54 | 28,116 | D | — | — | (F1) The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.595 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth. |
| 3 | Derivative | Option (Right to Buy) | 2021-11-09 | M | D | 25,000 | — | 0 | D | $2.86 · — to 2022-01-02 | 25,000 Common Stock | (F3) Not applicable. (F2) The option became exercisable in 12 equal monthly installments after the grant date. |