Form 4 for WGS GeneDx Holdings Corp.
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001209191-21-063952 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-08 | WGS | Ro Isaac | CFO | S - Sale+OE | $8.49 | -19.5K | 127.1K | -13% | -$165.7K |
| D | 2021-11-10 | 2021-11-08 | WGS | Ro Isaac | CFO | M - OptEx | — | +62.5K | 146.7K | +74% | — |
| D | 2021-11-10 | 2021-11-08 | WGS | Ro Isaac | CFO | M - OptEx | $0.00 | -62.5K | 812.5K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-08 | S | D | 19,516 | $8.49 | 127,136 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-11-08 | M | A | 62,500 | — | 146,652 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. |
| 3 | Derivative | Restricted Stock Unit | 2021-11-08 | M | D | 62,500 | $0.00 | 812,500 | D | — · — to — | 62,500 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration. (F3) 1/8th of the total shares vested on October 25, 2021, 1/16th of the total shares vested on November 8, 2021, and thereafter vests as to 1/16th of the total shares underlying the award in quarterly installments until fully vested on February 8, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date. |