Form 4 for ALEC Alector, Inc.
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001209191-21-063971 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-10 | 2021-11-08+ | ALEC | Rosenthal Arnon | CEO, Dir | S - Sale | $25.00 | -200.0K | 667.5K | -23% | -$5.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-08 | S | D | 15,000 | $25.00 | 667,500 | I See footnote | — | — | (F5) The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee. |
| 2 | Common | Common Stock | 2021-11-09 | S | D | 55,000 | $25.00 | 2,082,875 | I See footnote | — | — | (F2) The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee. |
| 3 | Common | Common Stock | 2021-11-09 | S | D | 15,000 | $25.00 | 652,500 | I See footnote | — | — | (F3) The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee. |
| 4 | Common | Common Stock | 2021-11-09 | S | D | 15,000 | $25.00 | 652,500 | I See footnote | — | — | (F4) The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee. |
| 5 | Common | Common Stock | 2021-11-09 | S | D | 15,000 | $25.00 | 652,500 | I See footnote | — | — | (F5) The reported securities are held directly by the Shani Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee. |
| 6 | Common | Common Stock | 2021-11-08 | S | D | 55,000 | $25.00 | 2,137,875 | I See footnote | — | — | (F2) The reported securities are held directly by The Rosenthal Family Revocable Trust Dated November 4, 1994, as restated on June 9, 1999, for which the Reporting Person serves as trustee. |
| 7 | Common | Common Stock | 2021-11-08 | S | D | 15,000 | $25.00 | 667,500 | I See footnote | — | — | (F3) The reported securities are held directly by the Adi Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee. |
| 8 | Common | Common Stock | 2021-11-08 | S | D | 15,000 | $25.00 | 667,500 | I See footnote | — | — | (F4) The reported securities are held directly by the Noam Rosenthal 2007 Trust dated March 27, 2007, for which the Reporting Person serves as trustee. |